Good and Bad
Scientific Practice

inspired by

Carsten Damm (U Göttingen)

Good Scientific Practice …

... lesser a set of rules than an attitude to be aquired

Terminology

scientific misconduct \(\longleftrightarrow\) good scientific practice

  • scientific misconduct: a serious offence, defined by law
  • good practice: doing honest and trustworthy work
    (less rigorously defined)
  • bad practice is between these poles
  • doesn't bring you to jail
  • but may affect your reputation among
    your peers, colleages, and students

Scientific misconduct

  • Definition

    falsification, fabrication, plagiarism and other serious violations of good scientific practice commited wilfully .. on planning, performance or reporting of research results.

  • Examples
    • theft of ideas
    • undisclosed excluding undesired data or manipulating images
    • undisclosed unusual and misleading use of statistical methods
    • utilizing (co-)authorship of a person without his consent
    • (co-)authorship of a person without essential contribution

Protection systems against research misconduct

examples of high rank investigation comissions

lower rank structures

the less these commissions have to do, the better
but, there mere existence shows: they have their work …

Useful Documents

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How to survive

Documentation is your ensurance

Keep your Documentation!

  • lab records, data treatment and statistics
  • computer codes, output, source code for image generation

How much to keep?

  • Everything needed for reproduction (may depend …)

How long to keep?

  • primary data: a minimum of 10 years (recommends DFG)

How to keep?

  • ask for local regulations!

That's pretty obvious, what's the problem?

technical effort

  • durability of media, data managment
  • consistency of data (is it complete? refers to same moment in time, …)
  • understandability (what does it mean? is it really related to published results or just "stored away", …)

ethical

subtle questions without an all-valid yes/no-answer …

Let's consider two examples taken from "The dilemma game".

Publication

  • as a scientist you have to publish your findings
  • characteristics of a good paper:
    1) reporting sound, original and interesting research
    2) necessary documentation and clear presentation
    3) fair credit to previous work
    4) proper credit to contributors (title page or acknowledgement)
  • 4) and 3) deserve attention to avoid misconduct

Authorship

An example with many authors

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Intricate procedures may be required to ensure quality of research output while proper acknowledge the funding.

Rights and obligations for coauthors (see: American Physical Society)

  • all collaborators share some degree of responsibility
    • either responsibility for the entire paper as accurate and verifiable report of research
      e.g., integrity of data, main analysis, manuscript writing, conference presentation, scientific leadership
    • or responsibility only for specific, limited contribution (quality ensurance process!)
      e.g., analysis of a limited part of the data, a special, non-decisive way of analysis
  • every coauthor should review the manuscript and has obligation to prompt correction of errors or even retractions of parts

Order of author names

  • is not a matter of taste but of
    • alphabet (e.g., mathematics, theoretical computer science)
    • amount/kind of contribution (e.g., live sciences)
    • tradition (all communities)
  • non-author contributions should be acknowledged
  • non-contribution authors are to be avoided

Quotations and Permissions

  • proper referencing is essential:
    • gives credit to related work, puts current into context
    • supports verification and guides readers
    • helps to avoid duplication of effort
  • clearly identify the source of:
    • important findings, ideas, arguments
    • mathematical derivations, algorithms, computer programs
    • photos, diagrams, tables, verbatim text
  • ask the copyright holder for permission to use figures!

All very understandable, what's the problem?

effort

  • to identify the true source of an idea, photo, …
  • to find an appropriate trade-off between completeness (survey paper) and representative sample (research paper)
  • to estimate a collaborators contribution
  • to agree on a joint publication policy

ethical

subtle questions without an all-valid yes/no-answer …

Let's consider examples taken from "The dilemma game".

Note on the refereeing process

  • peer-reviewed publications are a key ingredient of a scientific career
  • as a researcher you typically live in both worlds
    • your papers get reviewed and
    • you act as a reviewer on other author's papers


Here is a teaser from the Dilemma game

How to (not) run into misconduct

Categories of misconduct reported in press

  • fabricated or fictive data
  • plagiarism
  • manipulating statistics
  • questionable scientific basis for drawn conclusions

Rarely such cases start with intention of fraud, rather

  • people get carried away or
  • are under pressure

Let's look into some scenarios from the Dilemma game.

Concluding Remarks

Self protection against being involved (not 100% …)

  • observe your scientific environment:
    How would you decide?
  • train your senses for scientific (mis-)conduct
  • read about research integrity (see references)
  • discuss with others

References

Technical acknowledgement

This presentation is based on reveal.js and was prepared using the org-mode of emacs and its extension org-reveal.